Trust Examination Procedures | Texas Department of Banking

The examination programs focus on an entity's overall financial health, management practices, technology risks, and compliance with state and federal laws.

1. Planning

Officer’s Questionnaire
BSA Officer’s Questionnaire
Statement of Assets
Request List – Corporate
Request List – Fiduciary
Request List – Small Trust Department

2.   Fiduciary and Corporate Management
3.   Operations, Internal Controls, & Audits
4.   Fiduciary and Corporate Earnings
5.   Compliance
6.   Fiduciary Asset Management
7.   Trust Company Capital Adequacy
8.   Trust Company Asset Quality
11. Trust Company Liquidity
15. Small Trust Department
17. BSA/AML

Reference Material

The Reference Material file is a list with selected links to Department of Banking and federal regulatory agency issuances as they relate to each procedure above.