Archived Actions

Updates as of:

 

Updates October 2016 – August 2017

Effective Type - Key Subject Matter Applicable Entities - Key
04/11/17 Legal Opinion – 17-01

An out-of-state trust company may not lawfully engage an individual in Texas to provide business development and marketing services in Texas without first complying with the requirements of Chapter 187, Finance Code, to establish a trust representative office. (See 7 TAC §21.44)

Read the Legal Opinion here.

TC
3/01/17 Supervisory Memorandum – Revised SM 1010 – Bank Owned Life Insurance Bank
1/05/17 Rule – Amendment

Chapter 3. State Bank Regulation
Subchapter B. General
§3.37 Calculation of Annual Assessment for Banks

Read the Adoption Preamble to this rule

Bank
1/05/17 Rule – Amendment

Chapter 12. Loans and Investments
Subchapter D. Investments
§12.91 Other Real Estate Owned

Read the Adoption Preamble to this rule

Bank
1/05/17 Rule – Amendment

Chapter 33. Money Services Businesses
§33.4 Payment Processors

Read the Adoption Preamble to this rule

MSB
12/07/16 Supervisory Memorandum – Revised SM 1023 – Examination Frequency Policy for Money Services Businesses MSB
12/05/16 Supervisory Memorandum – Revised SM 1032 – Policy for Other Real Estate Owned (OREO) TC
11/10/16 Rule – Amendment

Chapter 25 Prepaid Funeral Contracts
Subchapter A. Contract Forms
§25.1 Definitions
§25.2 Am I Required to Use the Model Contract and Model Waiver?
§25.3 What Requirements Apply to a Non-Model Contract or Waiver?
§25.4 What Are the Plain Language Requirements for a Non-Model Contract or Waiver?
§25.5 How Do I Obtain Approval of a Non-Model Contract or Waiver?
§25.6 How and When are Contract Copies Distributed Between the Parties?

Read the Adoption Preamble to these rules

PFC
11/07/16 Supervisory Memorandum - Revised SM 1008 – Policy for Other Real Estate Owned (OREO) Bank

 

Updates July 2016 -September 2016

Effective Type - Key Subject Matter Applicable Entities - Key
09/08/16 Rule – Amendment Chapter 11. Miscellaneous
Subchapter A. General
§11.37 How Do I Provide Information to Consumers on How to File a Complaint?
Read the adoption preamble to this rule.
Bank, BHC, FBA, TC

 

Updates April 2016 – June 2016

Effective Type - Key Subject Matter Applicable Entities - Key
06/30/16 Rule – New Chapter 24. Cemetery Brokers
§24.4 Appeal of Delay in Registration Processing Times.
Read the adoption preamble to this rule.
CB
06/30/16 Rule – New Chapter 31. Private Child Support Enforcement Agencies
Subchapter B. How Do I Register My Agency to Engage in the Business of Child Support Enforcement?
§31.20 What remedy is available if the department does not comply with the registration processing times?
Read the adoption preamble to this rule.
PCSEA
06/30/16 Rule – New Chapter 35. Check Verification Entities
Subchapter B. Registration of Check Verification Entities
§35.18How long will the department take to process my registration?
§35.19What remedy is available if the department does not comply with the registration processing times?
Read the adoption preamble to this rule.
CVE
06/30/16 Rule – Amendment Chapter 21. Cemetery Brokers
§24.1 Registration.
Read the adoption preamble to this rule.
CB
06/30/16 Rule – Amendment Chapter 31. Private Child Support Enforcement Agencies
Subchapter B. How Do I Register My Agency to Engage in the Business of Child Support Enforcement?
§31.18 When is an application submitted by my agency abandoned?
Read the adoption preamble to this rule.
§31.19 When and how will my agency's certificate of registration be issued and mailed?
Read the adoption preamble to this rule.
PCSEA
05/05/16 Rule – New

Chapter 21. Trust Company Corporate Activities
Subchapter D. Trust Company Offices
§21.43 Representative Trust Offices of Federally Chartered or Federally Insured Out-of-State Banks.
§21.44 Representative Trust Offices of Out-of-State Trust Companies and Uninsured State Banks.
Read the adoption preamble to this rule.

TC
05/05/16 Rule – Amendment Chapter 15. Corporate Activities
Subchapter A. Fees and Other Provisions of General Applicability
§15.2 Filing and Investigation Fees.
§15.3 Expedited Filings.
Read the adoption preamble to this rule.
Bank
05/05/16 Rule – Amendment

Chapter 15. Corporate Activities
Subchapter C. Bank Offices
§15.42 Establishment and Closing of a Branch Office.
Read the adoption preamble to this rule.

Bank
05/05/16 Rule – Amendment

Chapter 21. Trust Company Corporate Activities
Subchapter B. Trust Company Chartering and Powers
§21.24 Exemptions for Family Trust Companies.
Read the adoption preamble to this rule.

TC
05/05/16 Rule – Repeal

Chapter 19. Trust Company Loans and Investments
Subchapter A. Loans
§19.1 Grandfathered Loans.
Read the adoption preamble to this rule.

TC
05/05/16 Rule – Repeal

Chapter 19. Trust Company Loans and Investments
Subchapter B. Investments
§19.21 Grandfathered Investments.
Read the adoption preamble to this rule.

TC
05/03/16 Supervisory Memorandum – New SM 1016 – Providing Consumer Complaint Notices Bank/FBA/FBB/TC
Effective Type - Key Subject Matter  
Updates January 2016 – March 2016
Effective Type - Key Subject Matter Applicable Entities - Key
03/15/16 Supervisory Memorandum - Revised SM 1003 – Examination Frequency for State-Chartered Banks Bank
03/15/16 Supervisory Memorandum - Revised SM 1020 – Information Technology Examination Frequency and Ratings Bank/TC
03/15/16 Supervisory Memorandum - Revised SM 1025 – Level II Full Scope Examinations Bank
03/10/16 Rule – Amendment

Chapter 5. Administration of Finance Agencies
§5.101 Employee Training and Education Assistance Programs.
Read the adoption preamble to this rule. 

FC
03/10/16 Rule – Amendment

Chapter 33. Money Services Businesses
§33.13 How Do I Obtain a New License and What are the Deadlines Associated with Applications?
Read the adoption preamble to this rule.

MSB
02/22/16 Supervisory Memorandum - New SM 1013 – Sharing Examination Reports With a Bank MSB
02/22/16 Supervisory Memorandum - New SM 1015 -  Outsourcing of Compliance Functions MSB
01/07/16 Rule – Amendment Chapter 7. Trust Company Regulation
Subchapter B. Examination and Call Reports
§17.23 Call Reports
Read the adoption preamble to this rule.
TC
01/07/16 Rule – Amendment Chapter 21. Trust Company Corporate Activities Subchapter B. Trust Company Chartering and Powers 
§21.24 Exemptions for Family Trust Companies
Read the adoption preamble to this rule.
TC

Updates October 2015 – December 2015
 

12/31/15 Supervisory Memorandum – Revised SM 1003 Examination Frequency for State-chartered Banks Bank
11/24/15 Supervisory Memorandum – New SM 1041 Examination Policy for Domestic MSBs that Conduct Business from a Non-traditional Office Location MSB
11/05/15 Rule – New Chapter 6. Banking Development Districts
§6.1 Purpose; Scope
§6.2 Definitions
§6.3 Application Requirements
§6.4 Submission and Processing of Application
§6.5 Criteria for Approval
§6.6 Monitoring
Read the adoption preamble to this rule.
FC/Bank
11/05/15 Rule – New Chapter 33. Money Services Businesses
§33.4 Payment Processors
Read the adoption preamble to this rule.
MSB
11/05/15 Rule – Amendment Chapter 3. State Bank Regulation
Subchapter B. General
§3.36 Annual Assessments and Specialty Examination Fees
§3.37 Calculation of Annual Assessment for Banks
Read the adoption preamble to this rule.
Bank
10/29/15 Supervisory Memorandum – New SM 1040 Recommended File Documentation for Money Services Business License Holders that Conduct Business through Authorized Delegates, Foreign Agents and Counterparties, and Gateway Agents MSB

Comment on Proposed Changes

Rule Comment

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