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451.2018-04

Class Title: Financial Examiner VI - VII
Commercial Bank Examiner

Position Number: 451.2018-04

Opening Date: October 24, 2017

Closing Date: Open Until Filled

Starting Salary: $7,510.58 to $12,475.17 monthly

Division: Bank & Trust Supervision

Work Location: Dallas, Houston, Lubbock, San Antonio

Overnight Travel: Extensive: at least 50%

Application Process:  Complete a State of Texas Job application and document how you meet the job requirements, education, and experience listed below.  Resumes are not accepted in lieu of a completed application. All applications must have an original signature.  Incomplete applications or applications received without the required documentation will not be accepted for consideration. 

Submit Applications and Transcripts to:

Human Resources, 2601 N. Lamar Blvd., Austin, TX. 78705, or fax to (512) 475-1313, or e-mail to jobs@dob.texas.gov or via WorkInTexas.com . Applications must be received by 5:00 pm on the closing date. A State Application may be obtained from the Department of Banking website or WorkInTexas.com. The required documentation may be submitted separate from the application. It is the applicant’s responsibility to ensure the required documentation is received by the closing date.

 Additional Military Crosswalk information

General Description

Acts as Examiner-In-Charge (EIC) of all types of examinations involving large, complex and problem institutions with limited to no supervision. Recommends corrective action of problem institutions to Regional Director. Works under minimal supervision with considerable latitude for the use of initiative and independent judgment. This position requires at least 50% overnight travel.

General Duties and Responsibilities:

  • Assist the Regional Director or Regional Review Examiner in their duties.
  • Perform as Examiner-In-Charge (EIC) of any institution, regardless of size and complexity. 
  • Provide recommendations to and works with the Regional Director to determine and monitor corrective actions for problem institutions.
  • Represent the Department at industry events and board meetings of financial institutions of any size or complexity.
  • Perform report review function of commercial, trust, and information technology (IT) examinations.
  • Provide training in an equitable manner to assigned teams and individuals.
  • Participate in all types or phases of supervisory activities including but not limited to investigations, off-site reviews and meetings with regulators and industry representatives.
  • Prepare schedule of supervisory examinations and allocate manpower in an efficient manner.
  • Assume the role of Regional Review Examiner in his/her absence, as needed.
  • Participate in Shared National Credit review function as a voting member.
  • Ensure proper application of departmental policies and procedures, as well as, state and federal regulations.
  • Perform other supervisory and research duties as prescribed by the Director of Bank & Trust Supervision or the Regional Director.

Required Minimum Qualifications
     Education, Experience and Licensure

Financial Examiner VI:

  • Graduation from an accredited four-year college or university with major course work in finance, accounting, business administration, economics or job related field with a minimum of six hours   (nine preferred) in accounting to include basic and or intermediate accounting. Copy of official college transcripts must be submitted with The State of Texas Application for Employment.
  • Minimum of six years progressively responsible experience in the regulation, examination, and analysis of financial institutions.
  • Must be a current or former bank examiner commissioned by the FDIC, Federal Reserve, OCC, Texas Department of Banking, or another approved state banking authority.
  • Possess and exhibit excellent personnel supervisory skills including three years current experience in management and supervision.

Financial Examiner VII:

  • Graduation from an accredited four-year college or university with major course work in finance, accounting, business administration, economics or job related field with a minimum of six hours   (nine preferred) in accounting to include basic and or intermediate accounting. Copy of official college transcripts must be submitted with The State of Texas Application for Employment.
  • Minimum of eight years progressively responsible experience in the regulation, examination, and analysis of financial institutions.
  • Must be a current or former bank examiner commissioned by the FDIC, Federal Reserve, OCC, Texas Department of Banking, or another approved state banking authority.
  • Possess and exhibit excellent personnel supervisory skills including four years current experience in management and supervision.

Knowledge, Skills, Abilities

  • Possess and exhibit excellent oral and written communication skills.
  • Possess working knowledge in the use of personal computers, including Microsoft Word and Excel.
  • Knowledge of statuary requirements, business operating procedures and reporting techniques.
  • Ability to serve, without supervision, as EIC of small or large, non-complex or complex, and non-problem or problem institutions.
  • Skill in reviewing and auditing financial data and records.
  • Ability to be self-motivated and exercise initiative and independent judgment.
  • Ability to maintain confidentiality and handle sensitive information.

Preferred Qualifications

  • Current or recent experience in the regulation, examination, and analysis of financial institutions.
  • Work experience with a financial institution.
  • Bilingual in Spanish and English with the ability to communicate well, both verbally and in writing.

Special Requirements

  • Position requires at least 50 % overnight travel.
  • Must possess or obtain within six months a valid Texas Driver’s license. Satisfactory driving records are required for driving any vehicle to conduct agency business. Final applicants must certify that personally owned vehicles used for agency business have Texas minimum liability coverage and a valid state inspection.
  • This position requires that the incumbent demonstrate strong personal financial responsibility and integrity.
  • Final applicants may be subject to an employment credit check, driving record check, and criminal background check.

Physical and Cognitive Requirements:

The physical demands described here are represented of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

This position requires the incumbent to primarily perform sedentary office work; however, mobility (standing and walking) is routinely required to carry out some duties. It requires extensive computer, copiers, printers telephone and client/customer contact. The job also requires normal cognitive abilities requiring the ability to learn, recall, and apply certain practices and policies. It requires the stamina to maintain attention to detail despite interruptions. Marginal or corrected visual and auditory requirements are required for reading printed materials and computer screens and communicating with internal and external customers. The position requires:

  • Regular and punctual attendance.
  • Frequent use of personal computer, copiers, printers, and telephones.
  • Frequent sitting.
  • Frequent work under stress, as a team member, and in direct contact with others
  • Extensive travel: at least 50% overnight travel.

Remarks

State law prohibits any employee of the Department from being or becoming “directly or indirectly indebted to, or financially interested in an entity supervised or regulated by the Banking Commissioner.”  See Texas Finance Code, Section 12.107.

Those selected for an interview will be contacted by telephone.  Final male applicants between the ages of 18 to 26 will be required to furnish proof of registration or exemption from registration with the selective service system.

E-Verify – This organization participates in E-Verify. This employer will provide the Social Security Administration (SSA) and, if necessary, the Department of Homeland Security (DHS), with information from each new employee’s Form I-9 to confirm work authorization.

The Texas Department of Banking is an Equal Employment Opportunity Employer and does not discriminate on the basis of race, color, religion, sex, national origin, veteran status, age or disability in employment or the provision of services. A disabled individual requiring reasonable accommodation shall not be denied the opportunity due to the disability. The applicant should contact Human Resources if reasonable accommodation is required during the application process at (512) 475-1347.