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Trust Examination Procedures

The examination programs focus on an entity's overall financial health, management practices, technology risks, and compliance with state and federal laws.

1.  Planning

2.   Fiduciary Management
3.   Operations, Internal Controls, & Audits
4.   Fiduciary Earnings
5.   Compliance
6.   Fiduciary Asset Management
7.   Trust Company Capital Adequacy
8.   Trust Company Asset Quality
9.   Trust Company Management
10. Trust Company Earnings
11. Trust Company Liquidity
15. Small Trust Department
17. BSA/AML

Reference Material

The Reference Material file is a list with selected links to Department of Banking and federal regulatory agency issuances as they relate to each procedure above.